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CauTrace Diagnoses LLM Reasoning Failures via Internal States

A new white-box framework, CauTrace, analyzes why LLMs fail by tracking seven functional states for support and constraint processing, how representation changes propagate across Transformer blocks, and the timing and topology of commitment versus verification. Evaluations on Qwen and LLaMA-family models compare ordinary reasoning failures with paired adversarial perturbations. Failed traces show weaker Attention-MLP agreement on support-state updates and less verification relative to commitment, though exact signatures and timing shifts differ by architecture. Held-out repair and steering tests produce directional changes in process measures consistent with the framework for certain models and settings.

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Gives researchers a unified internal view of how ordinary and adversarial LLM reasoning failures develop, beyond final-output labels.

arXiv:2610.37369v1 Announce Type: new Abstract: Large language models (LLMs) are usually evaluated by final-output correctness or safety, yet an endpoint label does not reveal how a failure develops throughout the reasoning process. We therefore ask whether ordinary reasoning failures and adversarially induced failures can be characterized using the same internal coordinates. Towards this end, we in this paper study a white-box diagnostic framework CauTrace to disclose the root-cause of why LLM fails from three fundamental inspections: Functional States, Propagation of Representation, Temporal-State Coordination and Reasoning Trajectory. First, seven functional states are creatively defined to represent the support and constraint processing in LLMs. Second, the propagation of representation change measures how the changes among the seven states persist across subsequent Transformer blocks. Third, temporal-state coordination and trajectory topology characterize when the commitment and verification occur relative to the support, and how the dominant state sequence evolves over the full inference process. Finally, we evaluate CauTrace on both clean reasoning failures and paired adversarial perturbations. Across Qwen and LLaMA-family models, the failed traces show weaker Attention-MLP agreement on support-state updates and less verification activity relative to commitment, while the exact representation-level signatures and timing shifts vary by architecture. Held-out repair and steering tests demonstrate consistent operational signals that were in line with our claims for certain models and specific settings, with aligned steering producing the predicted directional changes in process measures. Overall, CauTrace provides a unified diagnostic framework for analyzing failure dynamics through changes in support, commitment, and verification, which would shed light on the in-depth research on LLM security.
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